Advancing Knowledge in Financial Planning
Master List Of Financial Advisor Conferences For 2023
The proliferation of financial advisor conferences in recent years has created more and more choices for advisors (and the vendors trying to reach them) to find the exact right fit of topics and fellow attendees. The challenge? There are now dozens of excellent conferences across the country every year, and it's hard to know which one(s) to choose!
To make your conference planning easier, we are happy to present to you a comprehensive calendar of all the financial advisor conferences across the US each year, from broker-dealer to RIA conferences, covering topics from retirement planning to practice management and everything in between.
We regularly update this list, so make sure to bookmark the page and check back often for new events! In addition, you can check out our annual highlights of Best Conferences for Financial Advisors at:
Prior Years’ Best Conferences Lists: 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Don’t see your conference? Let us know! Submit your conference.
April 2023
The InvestmentNews Retirement Income Summit brings together the retirement planning industry to provide an innovative forum with timely and relevant content and networking opportunities where attendees can gain knowledge on the latest trends in retirement income solutions, products, and personalized investment advice to help their clients and grow their business.
*7 Critical IRA Errors Advisors Must Avoid
The Women Advisor Summit is dedicated to the growth and success of women in the financial advice industry. The Summit allows women advisors and those who support them to connect with each other and the latest ideas in practice management, career growth, and industry trends. Attendees will return to their practice inspired with practical ideas, new tools, and valuable connections with their peers and industry influencers.
The Morningstar Investment Conference is an opportunity to join investment advisors, experts, and trailblazers for 3 days of frank dialogue, analysis, and perspective. The conference offers sessions, experiences, and networking to deliver sharpened focus, deeper insights, and the data you need to prepare for what’s next in the investor’s journey.
Envestnet Summit is especially valuable for those advisors who are using Envestnet to manage their wealth management process. Attend the conference to learn more about Envestnet functionality, hear from industry thought leaders, and network with advisors facing similar challenges and opportunities.
ACE Academy is the annual conference that brings together top academic speakers from Ivy League universities, along with the best industry practitioners to create a one-of-a-kind event that incorporates theory with practice. Covering the latest in investment, wealth management, retirement, and behavioral finance, this event has something for everyone.
May 2023
Tiburon hosts semi-annual summits for its CEO clients that provide a unique opportunity for a select cross-industry group of senior executives to discuss a broad swath of issues regarding the future of the wealth & investment management businesses.
FA Magazine's Invest in Women Conference is a forum to discuss those issues that are meaningful for women in financial planning as well as serving female clients. Both male and female advisors are encouraged to attend to build networks and practices.
FPA Retreat is a gathering for advanced financial planners interested in networking and technical skills development. The event allows experienced advisors to spend time with other veteran practitioners who are looking for some fresh ideas and a new spark.
*Fine to Flourish – Making Monitoring Meetings Fun Again
This year's Gladstone Conference will again maintain its boutique feel, providing RIA owners and principals with multiple opportunities to network in between thought-provoking, insightful educational sessions led by some of the top minds in the wealth management and wealth tech industries. Among other important business-building topics, attendees will learn about key M&A trends in the RIA marketplace, hearing from some of the most astute buyers and strategic consolidators, while also having the opportunity to ask sellers about what they learned from their recent transactions. Registration is free for RIA owners and principals.
The Jolt! financial advisor marketing conference is focused on teaching advisors how to build a predictable and profitable marketing system. The agenda has a heavy focus on actual marketing content, including how to create content that actually connects and attracts ideal prospects, how to build thought leadership in an advisor's target market, how to leverage storytelling to make marketing messages more memorable, how to use video and social media and other marketing channels to reach prospects, and how to scale marketing as the firm grows.
Active investment managers are invited to this year's conference to experience a wide variety of speakers and panelists, plus plenty of networking opportunities. The conference includes sessions on trading techniques, risk management, and investment management strategies, not to mention the latest in technology and marketing tips to run your practice.
Barron’s Teams Summit gives advisors and their teams the tools to raise the bar for service and improve client outcomes. This event brings together advisory teams for five days of rich content, designed to address the complexities of interpersonal dynamics, provide insights on financial management, and share innovations in wealth management.
DeVoe Elevate provides business-building insights for RIA owners and principals. Attendees will learn key strategies to optimize their human capital plan and drive sustainable growth.
Speakers at the 44th edition of the MOKAN conference will discuss a wide range of topics, from IRA planning to cryptocurrencies and estate planning. CE credit will be available for a wide range of certifications.
*Estate Planning Themes for 2023 and Beyond
*Managing and Minimizing RMD Obligations
NAPFA's Spring National Conferences are designed for fee-only financial advisors. Advisors can expect a mix of education and networking with other like-minded financial professionals.
The FPA Puget Sound Symposium provides attendees with a comprehensive look into current trends and professional development. Advisors will leave with practical strategies, insights, and guidance on how to propel their financial planning careers forward.
FINRA's Annual Conference provides the opportunity for practitioners, peers, and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.
With Fi360 Solutions now a part of Broadridge, this fiduciary-focused conference unites the retirement and wealth industries and is evolving to be a comprehensive continuing education (CE) and networking event for financial professionals. Wealth & Retirement Advisory, Recordkeeper, and Bank/Trust professionals can select from three content tracks to build an agenda that meets their interests. Networking receptions and activities are also planned so attendees can connect in a fun and engaging environment.
*Five Industry Trends Reshaping Financial Advice
WealthStack brings together the leading advisors, broker-dealers, and asset owners who have successfully leveraged tech to optimize their operations, provide a higher quality client experience, and ultimately grow their firm to share their stories and insight. Attendees can meet and connect with future-minded financial advisors, RIAs, broker-dealers, asset managers, investment banks, asset servicing, tech vendors, and more.
RIA edge is built for financial advisors and leaders of advisory firms looking to strategically accelerate the growth of their businesses. The event will provide a comprehensive experience for financial advisors and industry leaders looking to network and position themselves among the industry’s elite on the topics of investment products, technology tools, the RIA ecosystem, risk management, and practice efficiency. In addition to high-level debates on the RIA Edge main stage, attendees also get access to Inside ETFs, WealthStack, and visionary keynote addresses.
The Exit Planning Summit is for professional advisors who are committed to working with business owners, accelerating business value, aligning personal and financial strategies for the business owner, and meeting the top Certified Exit Planning Advisors in the profession today.
* At The Capacity Crossroads: 3 Visions For Scaling The Advisory Firm You Want
*Client Conversations
The Inside ETF's conference is for those advisors that want to learn more about ETFs generally as well as how to position them in client portfolios. Attendees can connect with ETF issuers, ETF strategists, asset managers, and technology providers to learn more about the increasing number of investment options now available – and ultimately the solutions that will allow advisors to create more personalized portfolios for their clients.
Finovate conferences showcase cutting-edge banking and financial technology through a unique blend of short-form demonstrations and key insights from thought leaders.
The Q4 Top RIA Forum offers Registered Investment Advisors and Multi-Family Offices a chance to connect and network with solution providers and leaders from the most innovative investment institutions. The Forum offers a range of events, including keynote speakers, general sessions, breakout sessions, one-on-one meetings, peer-to-peer panels, and relationship-building events. A 4:1 ratio (RIAs to Solution Providers) is applied.
The FPA NorCal conference has spent decades honing itself into what is technically still a “regional” conference, but in practice is consistently one of the best National conferences in financial planning, attracting national-caliber speakers and featuring a rich series of breakout sessions across the 2-day event. The content features a broad mix of both technical and practice management sessions, though it does skew towards more advanced/experienced practitioners
*TBD
*TBD
TradePMR's annual SYNERGY conference unites growing RIAs from around the country to network, learn, and converse about topics impacting firms, including pratice management, compliance, M&A, and technology. The conference agenda includes sessions hosted by TradePMR team members, successful RIA peers, and keynote speakers that are leaders of their respective industries. There is no conference attendance fee for existing TradePMR advisors or RIAs seeking a new technology and custodial services provider.
June 2023
The RIA Compliance and Legal Strategies Conference allows RIAs to gain a valuable understanding of current regulatory and compliance-related issues, including how to navigate a regulatory exam successfully, navigate the new SEC Marketing Rule, implement an effective client texting policy, and more. CE credits will be available, pending approval.
The pace of change accelerated significantly in the last few years and it isn’t slowing down. Depending on your mindset, skill set and resources, this can either be a challenge or an opportunity. AICPA ENGAGE offers a wide breadth and depth of specialized content as well as an exhibit hall filled with relevant tools and resources. Attendees will gain exclusive insights, develop practical skills, and network with your unique professional community over 4 energizing days.
*TBD
BNY Mellon Pershing’s INSITE focuses on practice management featuring speakers from both inside and outside of the industry. Held annually in the summer, the goal of the conference is building practices. Attendees can also pick up CE credit.
This year's Forum offers the opportunity to hear from speakers on a range of topics, from investments to insurance and education planning. Attendees will be eligible to receive CE credits.
*TBD
Featuring demos, interactive panels, and insightful keynotes, INVEST is curated for powerful networking and meaningful discussions. The conference is designed for the wealthtech community to connect and collaborate to address the latest tech and the industry’s most pressing issues with a high level of interactivity.
July 2023
August 2023
Built for LPL advisors, LPL Focus is designed to provide a robust slate of educational and networking offerings. Attendees will enjoy industry-driven sessions elevated by the extensive knowledge and experience of LPL executives, industry leaders, and dynamic guest speakers. The event provides a wide range of business-optimizing content, ample time to reconnect with established contacts, and opportunities to build new industry connections.
Limitless Lifestyle retreats are intimate yet immersive experiences bringing coaching, collaboration, and deep learning together, inspiring clarity and actions that lead to results. The Fall Retreat is part of the year-long Limitless Lifestyle program, which provides advisors with deep insights, business expertise, in-depth coaching, and comprehensive resources, together with personal coaching and accountability.
FPA NexGen Gathering is designed specifically for those who are new to the financial planning profession. This event is for everyone getting ready to enter the profession and in their first eight years of the profession. Attend for the opportunity to engage in thought-sharing conversational sessions, earn CFP CE credit, and feel empowered about the change that the next generation of advisors can bring to the industry.
ECHELON's Deals & Dealmakers Summit is for those advisors interested in succession planning as well as mergers and acquisitions. Attendees have the opportunity to network and collaborate with other financial professionals with the same objectives. Learn from individuals who have been through the process as well as about the tools and techniques for transitioning your firm.
September 2023
Future Proof is a festival exploring all aspects of the future of wealth, and takes place outdoors along the beach in Huntington Beach, California. The event seeks to connect people, purpose, and ideas through the lens of wealth, technology, culture and impact. In addition to industry speakers presenting in a variety of formats, Future Proof features live music, food, and art exhibitions.
FinovateFall allows attendees to reconnect face-to-face with the fintech community and plot a course for the future. The event includes live demos of innovative fintech solutions, expert advice from key influencers, and networking opportunities.
The Carson Excell conference is a blend of sessions about how to scale an advisory firm beyond the founder/owner (the transition from practice to business), along with a lot of content on marketing and growth strategies to get to that next level, and inspirationally-oriented keynote sessions to fire up attendees to go home and try it all out.
The Summit will offer keynotes, general sessions, and panels on a range of RIA M&A topics, including how to optimize valuation and deal structure, financing acquisitions and succession, and the outlook for RIA M&A.
Barron’s 100 Summit is designed to facilitate a free-flowing exchange of information, ideas, and insights through peer-based communication and an unwavering focus on best practices and winning wealth-management strategies. This unique summit offers attendees the opportunity to meet and network with the leaders and opinion-shapers of the financial advisory profession.
#XYPNLIVE has become the go-to event for advisory firms trying to figure out how to more efficiently scale advice itself, with sessions on topics from how to transition to and roll out a non-AUM fee-for-service offering for clients, leveraging paraplanners and associate advisors to make the advice delivery process more efficient, and “productizing” your advice offering to make it easier to market intangible advice services.
In addition, #XYPNLIVE also includes an “AdvisorTech Expo”, which typically showcases 6-12 new up-and-coming technology solutions specifically focused on scaling advice – not ‘just’ scaling portfolio management for AUM clients – to catch a glimpse of the latest emerging technology to make it even more efficient to scale advice. Attendees can join #XYPNLIVE 2023 either live in Denver or virtually.
The FPA Annual Conference offers a chance to learn and share best practices to achieve greater business success. Attendees will build their professional competency, hear from some of the profession's most preeminent thought leaders, and have the chance to connect with professionals of all demographics and business backgrounds.
This conference was created by leaders of the financial planning industry to go beyond theory and give advisors the tools to deliver massive value to their clients through tax planning. Every session of this summit will include action items and resources to make sure attendees go home and transform how they deliver tax planning.
October 2023
Attendees can network with 1,000+ investment professionals from all over the country and discover the latest developments in financial advice and technology. The Fearless Investing Summit is Riskalyze’s annual conference, empowering financial advisors to recharge in a beautiful location, evaluate new ideas and tools, and receive invaluable education from world-class thought leaders.
This conference is dedicated to education and information for women in planning, who want to learn more about growing personally and professionally.
The Insider's Forum conference is an extension of the Inside Information service, which finds the best thinkers and the best ideas in the financial services space and gets those best thinkers to offer advice outside of their normal comfort zone, focusing on the most practical ideas that they can offer.
AdvisorCon is an intimate, single-track, 2-day conference that brings together the best practices, experience, and perspectives of some of the best and brightest advisors in the industry to help advisors grow. This year's event features all of the most-requested speakers from the last 15 years and will provide attendees with more time-tested processes than ever before.
Join professional peers at a leading educational event for Wealth Management Professionals featuring keynote presentations by nationally renowned speakers. This event will provide continuing education credit for CFP®, CFA, CIMA, Nebraska & Iowa Insurance, CPE (Accounting), CLE (Legal) and PACE.
*TBD
This annual event is designed to help advisors maximize their success with eMoney solutions and gain meaningful takeaways to add value to their practices. The 2023 eMoney Summit will be an entirely virtual event featuring a variety of impactful speakers, insightful panels, training opportunities, and more.
NAPFA's Fall National Conference is designed for fee-only financial advisors. Advisors can expect a mix of education and networking with other like-minded financial professionals.
Schwab IMPACT is an invitation-only event that brings together industry experts, top solutions providers, and thousands of advisors to talk strategy for taking client service and firm performance to the next level.
November 2023
The ASCEND Conference offers high-profile speakers, timely presentations, chances to network and meet conference partners, and opportunities to earn Continuing Education credits.
*TBD
The conference features nationally-recognized speakers on advanced topics of interest to allied professionals and provides opportunities for attendees to cultivate multi-disciplinary relationships while collaborating on cutting-edge ideas and trends. The conference educational sessions are for every member of every estate planning council and all estate planning professionals.
As the Registered Investment Advisor industry matures, the need for information on the latest industry trends and practice management advice is more pressing than ever. Established advisors, NextGen advisors, breakaways, and those who run RIAs all need the latest strategies, tactics, tools, and best practices for how to set up and efficiently operate an RIA practice. The InvestmentNews RIA Summit will offer content on how to deliver fee-based products and services, including alternative investment products, new areas of advice that RIAs can now offer, as well as content focused on marketing, technology, recruiting, succession, and more.
The Investments & Wealth Forum - New York City is the gathering place for elite advisors who want to learn about the latest tools, techniques, and strategies being used in the investment management industry. The Forum will provide a 360-degree approach to portfolio construction using alternative investments and proven behavioral finance techniques.
The Barron’s Women Summit brings together the best minds in the wealth management industry. It is designed to facilitate a free-flowing exchange of information, ideas, and insights from the industry’s most accomplished women advisors—in the interest of raising the standards of excellence in the wealth management profession. This event includes discussions on the challenges facing the wealth management industry, strategies for improving outcomes, and ideas on growing your business.
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