Advancing Knowledge in Financial Planning
The Investment Adviser Association's Compliance Conference provides investment advisers with the most current information available on the changing regulatory landscape. The program features speakers who are experts in their fields, including SEC officials, in-house legal counsel and compliance officers, partners with leading law firms, and the IAA legal team. Participants will return to their firms with practical insights and knowledge of best practices to help them maintain a successful compliance program and continuing education credit will be available.
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