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Master List Of Financial Advisor Conferences For 2023-2024

Stark & Stark RIA Compliance And Legal Strategies Conference

The RIA Compliance and Legal Strategies Conference allows RIAs to gain a valuable understanding of current regulatory and compliance-related issues, including how to navigate a regulatory exam successfully, navigate the new SEC Marketing Rule, implement an effective client texting policy, and more. CE credits will be available, pending approval.

Price: $95
Type: In Person
Content Focus: Compliance
Channel: RIA
Organizer: Private Organization
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